Investigation is carried out when a lapse already exists in an organization in order to pin point the reason and person involved in it so that responsibility for such lapse could be fixed
We conduct this type of assignment wherein the clients require unearthing any fraud or financial impropriety existing in his organization. Suggestions for remedial actions shall follow suit.
Internal Control Review
We help companies in a healthy review of their current processes. It helps them to improve in areas where they are lacking.
Due Diligence is an investigation of a potential investment. Due Diligence requires a certain standard of care since it acts as a guiding factor for taking investment decisions in the form of mergers, acquisitions, takeovers etc. It is generally a voluntary activity conducted by an investor or an acquirer prior to signing the contract. Our objective is to assist clients by scrutinizing the financial, legal and accounting system of the organization and reporting on the same. This will enable him to take sound investment decisions.
We evaluate the management team’s characteristics, investment philosophy, and terms and conditions prior to committing capital to the fund. A sound understanding of local laws, regulations and accounting practices enables us to vet all critical issues in detail.
We advise, under SEBI Takeover Regulations, for making open offers in respect of substantial acquisition of shares of listed companies.
We advise assignments for de-listing of shares, buyback offers, etc., as per SEBI regulation.
We provide independent, conflict free advice on matters of strategic importance.
Unlike big corporate, it’s a vital challenge for Small and Medium Enterprise (SME’s) to raise money from the market.
REGNUM provides specialized services for listing SME’s through IPOs on BSE’s SME Platform and NSE’s Emerge Platform.
DB to Main Board
Securities and Exchange Board of India (SEBI) vide circular no. CIR/ MRD/ DSA/ 14/ 2012 dated May 30, 2012 has provided an exit option to the de-recognised stock exchanges and recognised stock exchanges seeking voluntary surrender of recognition (“exiting RSEs”).
Companies listed exclusively on exiting or de-recognised RSEs will be required to seek listing on atleast any other RSE that is not seeking de-recognition and exit in terms of the aforesaid SEBI Circular. As per the aforesaid SEBI Circular, companies failing to list on any other RSE, such companies will be treated as an unlisted company and shall be moved to Dissemination Board (DB) by such exiting or de-recognised RSE.